Chu-Yi Hsu

CRD 4778893 · Wells Fargo Advisors · Bellevue, WA

IA RegisteredBroker

Also appears in the source record as: Grace Hsu

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (40): Alabama · Alaska · Arizona · Arkansas · California · Colorado · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Dakota · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Bellevue, WA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Bellevue, WA · BC capacity

start not retrieved → present
Wells Fargo Investments, LLC
Bellevue, WA · IA capacity

May 13, 2005 → Jan 3, 2011
Wells Fargo Investments, LLC
Bellevue, WA · BC capacity

May 13, 2005 → Jan 3, 2011
Wm Financial Services, Inc.
Irvine, CA · BC capacity

Nov 30, 2004 → May 10, 2005
American Express Financial Advisors, Inc.
Seattle, WA · IA capacity

Jul 13, 2004 → Sep 16, 2004
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Jun 28, 2004 → Sep 16, 2004
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Jun 28, 2004 → Sep 16, 2004

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4778893 ↗ FINRA BrokerCheck record for CRD 4778893 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.