Michael Quan Dao

CRD 4779063 · Wells Fargo Advisors · Seal Beach, CA

IA RegisteredBroker

Also appears in the source record as: Quan Trong Dao

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (7): Arizona · California · Florida · Idaho · Illinois · Utah · Washington
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4779063 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Seal Beach, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Seal Beach, CA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Huntington Beach, CA · IA capacity

Jul 2, 2013 → Oct 22, 2022
J.P. Morgan Securities LLC
Huntington Beach, CA · BC capacity

Jul 2, 2013 → Oct 22, 2022
Unionbanc Investment Services, LLC
Santa Barbara, CA · IA capacity

Mar 22, 2013 → Jul 2, 2013
Unionbanc Investment Services, LLC
Santa Barbara, CA · BC capacity

Mar 21, 2013 → Jul 2, 2013
Wells Fargo Investments, LLC
Camarillo, CA · IA capacity

Jun 13, 2007 → Jan 3, 2011
Wells Fargo Investments, LLC
Camarillo, CA · BC capacity

Jun 5, 2007 → Jan 3, 2011
Metlife Investors Distribution Company
Irvine, CA · BC capacity

Dec 11, 2004 → Jun 8, 2007
Metlife Investors Distribution Company
Newport Beach, CA · BC capacity

May 17, 2004 → Dec 11, 2004

Source & corrections

Where this page comes from

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