Jennifer Underwood
Also appears in the source record as: Jennifer Amelia Fuller; Jennifer A Underwood; Jennifer A Walton
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 65Series 63Series 24SIESeries 7
- Registered states (1)
- Colorado
- Years in the industry (source record)
- 20
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 4779828 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- T. Rowe Price Associates, Inc.
- Firm CRD
- 105496
- SEC number
- 801-856
- Assets under management
- $2.2T as of Mar 31, 2026
- Website
- www.troweprice.com ↗
- Phone
- 410-345-2000
- Firm location
- Baltimore, MD, 21231
Employment history (9)
From the source registration record · current first
-
Mar 1, 2019 → present
-
Aug 31, 2017 → present
-
T. Rowe Price Advisory Services, Inc.IA capacityAug 31, 2017 → Mar 6, 2019
-
Jun 16, 2017 → Jul 17, 2017
-
Sii Investments, Inc.BD capacityFeb 1, 2017 → Jul 17, 2017
-
Investment Centers Of America, Inc.BD capacityFeb 1, 2017 → Jul 17, 2017
-
Invest Financial CorporationBD capacityFeb 1, 2017 → Jul 17, 2017
-
National Planning CorporationBD capacityDec 5, 2012 → Jul 17, 2017
-
Scottrade, Inc.BD capacityJul 14, 2006 → Dec 4, 2012
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.