Mustafa Ehimeakhe

CRD 4782593 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Houston, TX

IA RegisteredBroker

Also appears in the source record as: Mustafa Abubakar Ehimeakh; Mustafa Abubakar Ehimeakhe

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (8): Alaska · California · Florida · Hawaii · Mississippi · Pennsylvania · Texas · Wyoming
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Houston, TX · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Houston, TX · BC capacity

start not retrieved → present
Morgan Stanley
Houston, TX · IA capacity

Apr 12, 2018 → Nov 13, 2019
Morgan Stanley
Houston, TX · BC capacity

Apr 12, 2018 → Nov 13, 2019
Park Avenue Securities LLC
Houston, TX · IA capacity

Jan 6, 2016 → Apr 5, 2018
Park Avenue Securities LLC
Houston, TX · BC capacity

Apr 15, 2015 → Apr 5, 2018
Amerivest Investment Management, LLC
Fort Worth, TX · IA capacity

Mar 1, 2006 → Apr 1, 2010
Td Ameritrade, Inc.
Houston, TX · IA capacity

Sep 21, 2006 → Sep 10, 2008
Td Ameritrade, Inc.
Houston, TX · BC capacity

Apr 22, 2006 → Sep 10, 2008
Ameritrade, Inc.
Fort Worth, TX · BC capacity

Mar 1, 2006 → Apr 22, 2006
American Express Financial Advisors, Inc.
Houston, TX · IA capacity

Aug 13, 2004 → Apr 13, 2005
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Jun 28, 2004 → Apr 13, 2005
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Jun 28, 2004 → Apr 13, 2005

Source & corrections

Where this page comes from

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