Bonnita L Hughes

CRD 4794603 · Charles Schwab & Co., Inc. · Indianapolis, IN

IA RegisteredBroker

Also appears in the source record as: Bonnie Lynn Hughes; Bonnie Hughes; Bonnita Hughes; Bonnie Lynn Hughes-Hodges

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Indianapolis, IN · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Indianapolis, IN · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Indianapolis, IN · IA capacity

start not retrieved → present
Oneamerica Securities, Inc.
Indianapolis, IN · IA capacity

Apr 22, 2015 → Mar 21, 2018
Oneamerica Securities, Inc.
Indianapolis, IN · BC capacity

Apr 20, 2015 → Mar 21, 2018
Princor Financial Services Corporation
Phoenix, AZ · IA capacity

Jun 1, 2009 → Nov 5, 2014
Princor Financial Services Corporation
Phoenix, AZ · BC capacity

Apr 14, 2009 → Nov 5, 2014
Wachovia Securities, LLC
Oakbrook, IL · IA capacity

Jan 1, 2008 → Jan 26, 2009
Wachovia Securities, LLC
Oakbrook, IL · BC capacity

Jan 1, 2008 → Jan 26, 2009
A. G. Edwards & Sons, Inc.
Oakbrook Terrace, IL · BC capacity

Apr 11, 2007 → Jan 3, 2008
A. G. Edwards & Sons, Inc.
Oakbrook Terrace, IL · IA capacity

Jul 10, 2007 → Jan 1, 2008
Citicorp Investment Services
Chicago, IL · BC capacity

May 24, 2004 → Apr 16, 2007

Source & corrections

Where this page comes from

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