Richard Daniel Land

CRD 4798233 · Morgan Stanley · Wellesley, MA

IA RegisteredBroker

Also appears in the source record as: Richard D Land

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (2): Connecticut · Massachusetts
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (6)

From the source registration record · current first

Morgan StanleyCurrent
Wellesley, MA · IA capacity

Aug 13, 2019 → present
Fieldpoint Private Securities, LLC
BD capacity

Sep 13, 2016 → Aug 15, 2017
Fieldpoint Private Securities LLC
IA capacity

Sep 13, 2016 → Aug 15, 2017
Citigroup Global Markets Inc.
IA capacity

Nov 21, 2012 → Sep 16, 2016
Citigroup Global Markets Inc.
BD capacity

May 29, 2007 → Sep 16, 2016
Citicorp Investment Services
BD capacity

May 24, 2004 → May 29, 2007

Source & corrections

Where this page comes from

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