Kathryn H Mckenzie

CRD 4808721 · Wells Fargo Advisors · Charlotte, NC

IA RegisteredBroker

Also appears in the source record as: Kathryn Hope Derosso; Katie Derosso; Kathryn Hope Mckenzie; Katie Mckenzie; Kathryn Mckenzie; Kathryn H Rebatzke

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 52TOSIESeries 7Series 9Series 10Series 53Series 24Series 66
Registered states (2): North Carolina · Wisconsin
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4808721 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Ameriprise Financial Services, LLC
Brookfield, WI · BC capacity

Feb 19, 2019 → Feb 25, 2020
Ameriprise Financial Services, LLC.
Brookfield, WI · IA capacity

Feb 15, 2019 → Feb 25, 2020
Wells Fargo Funds Management, LLC
Menomonee Falls, WI · IA capacity

Jul 18, 2017 → Nov 1, 2018
Wells Fargo Funds Distributor, LLC
Menomonee Falls, WI · BC capacity

Jul 14, 2017 → Nov 1, 2018
Bmo Harris Financial Advisors, Inc.
Milwaukee, WI · BC capacity

Nov 18, 2014 → Jun 14, 2017
Bmo Harris Financial Advisors, Inc
Milwaukee, WI · IA capacity

Oct 16, 2014 → Jun 14, 2017
Axa Advisors, LLC
Milwaukee, WI · IA capacity

Jan 14, 2013 → Sep 18, 2014
Axa Advisors, LLC
Milwaukee, WI · BC capacity

Feb 11, 2009 → Sep 18, 2014

Source & corrections

Where this page comes from

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