Derek Jacob Wilhelm

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (3)

SIESeries 7Series 66

Registered states (22)

Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Maryland · Michigan · Montana · Nevada · New Jersey · New Mexico · New York · Ohio · Pennsylvania · Tennessee · Texas · Virginia · Washington

Years in the industry (source record)

20

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Charles Schwab & Co., Inc.

Firm CRD

5393

SEC number

801-29938

Assets under management

Not yet retrieved from the source record

Website

www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗

Phone

415-667-7000

Firm location

San Francisco, CA, 94105

Employment history (13)

From the source registration record · current first

• Charles Schwab & Co., Inc.Current

  San Diego, CA · BC capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  San Diego, CA · IA capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  San Diego, CA · IA capacity
  start not retrieved → present
• Td Ameritrade, Inc.

  San Diego, CA · BC capacity
  May 21, 2012 → May 19, 2024
• Td Ameritrade Investment Management, LLC

  San Diego, CA · IA capacity
  May 21, 2012 → Sep 7, 2023
• Td Ameritrade, Inc.

  San Diego, CA · IA capacity
  May 21, 2012 → Oct 14, 2022
• Pnc Investments

  Dublin, OH · IA capacity
  Nov 30, 2011 → May 21, 2012
• Pnc Investments

  Dublin, OH · BC capacity
  Nov 30, 2011 → May 21, 2012
• Cco Investment Services Corp.

  Pittsburgh, PA · IA capacity
  Jun 9, 2005 → Sep 2, 2005
• Cco Investment Services Corp.

  Johnston, RI · BC capacity
  Jun 9, 2005 → Sep 2, 2005
• American Express Financial Advisors, Inc.

  Pittsburgh, PA · IA capacity
  Oct 15, 2004 → Jan 6, 2005
• Ids Life Insurance Company

  Minneapolis, MN · BC capacity
  Sep 21, 2004 → Jan 6, 2005
• American Express Financial Advisors Inc.

  Minneapolis, MN · BC capacity
  Sep 21, 2004 → Jan 6, 2005

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.