Julie Ann Fuller

CRD 4820063 · Captrust · West Des Moines, IA

IA RegisteredBroker

Also appears in the source record as: Julie Ann Witt

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 63Series 65SIESeries 7
Registered states (10): Colorado · Florida · Iowa · Kansas · Kentucky · Minnesota · Missouri · Nebraska · Texas · Utah
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (9)

From the source registration record · current first

Capfinancial Securities, LLC.Current
West Des Moines, IA · BD capacity

Nov 22, 2022 → present
CaptrustCurrent
West Des Moines, IA · IA capacity

Nov 22, 2022 → present
Commonwealth Financial Network
BD capacity

Apr 15, 2011 → Nov 17, 2022
Commonwealth Financial Network
IA capacity

Apr 15, 2011 → Nov 17, 2022
Securities America Advisors, Inc.
IA capacity

Apr 6, 2010 → Apr 18, 2011
Securities America, Inc.
BD capacity

Mar 1, 2010 → Apr 18, 2011
Investment Advisors Corp
IA capacity

Apr 8, 2009 → Dec 9, 2009
Deloitte Investment Advisors LLC
IA capacity

Aug 24, 2006 → Feb 5, 2009
Deloitte & Touche Investment Advisors LLC
IA capacity

Jul 6, 2004 → Sep 12, 2005

Source & corrections

Where this page comes from

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