Jeremy N. Warren

CRD 4820491 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Jeremy Nathan Warren; Jeremy Warren

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 14Series 24Series 66
Registered states (3): Connecticut · Illinois · New York
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (7)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Prime Inc.
New York, NY · BC capacity

Jul 20, 2016 → Mar 5, 2025
Newedge USA, LLC
Chicago, IL · BC capacity

Sep 1, 2008 → Jun 17, 2013
Newedge Financial Inc.
Chicago, IL · BC capacity

Jul 5, 2007 → Sep 1, 2008
Lasalle Financial Services, Inc.
Chicago, IL · IA capacity

Feb 11, 2005 → May 25, 2007
Lasalle Financial Services, Inc.
Chicago, IL · BC capacity

Jun 24, 2004 → May 25, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4820491 ↗ FINRA BrokerCheck record for CRD 4820491 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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