Adam Matthew Alinowski

CRD 4821478 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Adam M Alinowski; Adam Alinowski

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 3Series 7Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Optionsxpress, Inc.
Austin, TX · BC capacity

Feb 3, 2017 → Nov 13, 2017
Edward Jones
St. Louis, MO · BC capacity

Sep 23, 2016 → Nov 9, 2016
Wells Fargo Securities, LLC
Chicago, IL · BC capacity

Nov 6, 2009 → Jul 14, 2015
Wells Fargo Brokerage Services, L.L.C.
Chicago, IL · BC capacity

Apr 23, 2008 → Nov 6, 2009
Countrywide Securities Corporation
Chicago, IL · BC capacity

Jul 9, 2007 → Sep 13, 2007
Nsx Securities LLC
Chicago, IL · BC capacity

Jan 9, 2007 → Jul 10, 2007
Assent LLC
Bolingbrook, IL · BC capacity

Jul 12, 2004 → Nov 4, 2004

Source & corrections

Where this page comes from

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