Svetla D Vavova-Clifford

CRD 4823962 · Morgan Stanley · San Jose, CA

IA RegisteredBroker

Also appears in the source record as: Svetla Dimitrova Vavova; Svetla Vavova; Svetla Dimitrova Vavova-Clifford; Svetla Vavova-Clifford

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
San Jose, CA · IA capacity

Aug 1, 2022 → present
The Blakeley Group Inc
IA capacity

May 21, 2021 → Jul 25, 2022
Charles Schwab & Co., Inc.
IA capacity

Jul 17, 2019 → Nov 12, 2020
Charles Schwab & Co., Inc.
BD capacity

Jul 15, 2019 → Nov 12, 2020
American Century Private Client Group
IA capacity

Dec 10, 2018 → Jun 19, 2019
American Century Investment Services Inc.
BD capacity

Apr 15, 2011 → Jun 19, 2019
American Century Brokerage, Inc.
BD capacity

Nov 8, 2011 → Dec 31, 2012
American Century Advisory Services, Inc.
IA capacity

Apr 18, 2011 → Dec 31, 2012
Ameriprise Financial Services, Inc.
BD capacity

Nov 29, 2005 → Apr 1, 2011
Ameriprise Financial Services, Inc.
IA capacity

Nov 29, 2005 → Apr 1, 2011
Ameriprise Financial Services, Inc.
IA capacity

Nov 2, 2004 → Oct 26, 2005
Ids Life Insurance Company
BD capacity

Sep 10, 2004 → Oct 26, 2005
Ameriprise Financial Services, Inc.
BD capacity

Sep 10, 2004 → Oct 26, 2005

Source & corrections

Where this page comes from

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