Joshua Henry

CRD 4828440 · Morgan Stanley · Louisville, KY

IA RegisteredBroker

Also appears in the source record as: Joshua Jerome Henry; Josh Henry

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (36): Alabama · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Michigan · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virgin Islands · Virginia · Washington · Wisconsin
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4828440 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Louisville, KY · IA capacity

Aug 19, 2022 → present
Pnc Investments
BD capacity

Sep 7, 2010 → Aug 22, 2022
Pnc Investments
IA capacity

Sep 7, 2010 → Aug 22, 2022
Chase Investment Services Corp.
IA capacity

Feb 17, 2010 → Aug 19, 2010
Chase Investment Services Corp.
BD capacity

Mar 10, 2006 → Aug 19, 2010
Northwestern Mutual Investment Services, LLC
BD capacity

Mar 17, 2005 → Feb 27, 2006
Aig Sunamerica Capital Services, Inc.
BD capacity

Sep 20, 2004 → Jan 12, 2005

Source & corrections

Where this page comes from

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