Patrick Ru

CRD 4831516 · Charles Schwab & Co., Inc. · Boston, MA

IA RegisteredBroker

Also appears in the source record as: Patrick Cheng Ru; Patrick Ru

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 3Series 7Series 65Series 63
Registered states (7): Arizona · California · Colorado · Florida · Hawaii · Texas · Washington
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (11)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Boston, MA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
San Diego, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Boston, MA · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
San Diego, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
San Diego, CA · BC capacity

Mar 14, 2024 → Dec 2, 2025
J.P. Morgan Securities LLC
San Diego, CA · IA capacity

Mar 12, 2024 → Dec 2, 2025
Neuberger Berman Bd LLC
San Diego, CA · IA capacity

Jul 26, 2019 → Sep 13, 2023
Neuberger Berman Bd LLC
New York, NY · BC capacity

Jan 5, 2016 → Sep 13, 2023
Neuberger Berman Management LLC
New York, NY · BC capacity

Aug 22, 2011 → Jun 30, 2016
Goldman, Sachs & Co.
New York, NY · BC capacity

Aug 14, 2006 → Aug 22, 2011
Lehman Brothers Inc.
New York, NY · BC capacity

Oct 11, 2004 → Aug 3, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4831516 ↗ FINRA BrokerCheck record for CRD 4831516 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.