Lauren Medici

CRD 4832624 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Providence, RI

IA RegisteredBroker

Also appears in the source record as: Lauren E Medici

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 7Series 66Series 63
Registered states (16): California · Connecticut · Delaware · District Of Columbia · Florida · Maine · Maryland · Massachusetts · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · Rhode Island · Texas · Vermont
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4832624 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Providence, RI · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Providence, RI · BC capacity

start not retrieved → present
Oppenheimer & Co. Inc.
New York, NY · BC capacity

Nov 19, 2012 → Oct 20, 2016
J.P. Morgan Securities LLC
New York, NY · BC capacity

Aug 2, 2010 → Aug 23, 2012
Broadpoint Amtech, Inc.
New York, NY · BC capacity

May 7, 2009 → Jan 4, 2010
Fbr Capital Markets & Co.
New York, NY · BC capacity

Jul 8, 2008 → May 8, 2009
Suntrust Robinson Humphrey, Inc.
New York, NY · BC capacity

Feb 1, 2007 → Jul 10, 2008
Raymond James & Associates, Inc.
New York, NY · BC capacity

May 17, 2006 → Feb 1, 2007

Source & corrections

Where this page comes from

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