John Ashley Gammons

CRD 4834737 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Raleigh, NC

IA RegisteredBroker

Also appears in the source record as: John A. Gammons; John A Gammons

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66SIESeries 31Series 7
Registered states (11): Arizona · Arkansas · California · Colorado · Florida · Iowa · Nevada · North Carolina · Pennsylvania · South Carolina · Virginia
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4834737 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Raleigh, NC · IA capacity

Mar 26, 2021 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Raleigh, NC · BC capacity

start not retrieved → present
Truist Advisory Services, Inc.
IA capacity

Aug 18, 2016 → Mar 29, 2021
Truist Investment Services, Inc.
BD capacity

Apr 5, 2010 → Mar 29, 2021
Suntrust Investment Services, Inc.
IA capacity

Apr 19, 2010 → Dec 31, 2016
Citigroup Global Markets Inc.
BD capacity

May 29, 2007 → Apr 15, 2010
Citigroup Global Markets Inc.
IA capacity

May 29, 2007 → Apr 15, 2010
Citicorp Investment Services
BD capacity

Nov 15, 2006 → May 29, 2007
Citicorp Investment Services
IA capacity

Nov 15, 2006 → May 29, 2007
Wells Fargo Investments, LLC
BD capacity

May 19, 2006 → Nov 8, 2006
Wells Fargo Investments, LLC
IA capacity

May 19, 2006 → Nov 8, 2006
Morgan Stanley
IA capacity

Nov 4, 2004 → Aug 3, 2005
Morgan Stanley Dw Inc.
BD capacity

Oct 25, 2004 → Aug 3, 2005

Source & corrections

Where this page comes from

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