Tiffany Elizabeth Clark
Also appears in the source record as: Tiffany Clark
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- SIESeries 3Series 7Series 10Series 9Series 65Series 63
- Registered states (4)
- Massachusetts · Texas · Utah · Washington
- Years in the industry (source record)
- 20
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (18)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsSalt Lake City, UT · IA capacityOct 18, 2022 → Mar 31, 2025
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Robinhood Financial, LLCCharlotte, NC · BC capacityMay 17, 2021 → May 9, 2022
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Td Ameritrade Investment Management, LLCSt. Louis, MO · IA capacityJan 31, 2018 → Jan 11, 2021
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Td Ameritrade, Inc.St. Louis, MO · IA capacityJan 31, 2018 → Dec 31, 2020
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Td Ameritrade, Inc.Omaha, NE · BC capacityJan 31, 2018 → Dec 31, 2020
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Scottrade Investment ManagementSaint Louis, MO · IA capacityApr 14, 2015 → Apr 7, 2018
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Scottrade, Inc.St Louis, MO · BC capacityApr 14, 2015 → Feb 26, 2018
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Waddell & ReedEugene, OR · IA capacityAug 8, 2014 → Nov 25, 2014
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Waddell & ReedEugene, OR · BC capacityAug 4, 2014 → Nov 25, 2014
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Cuso Financial Services, L.P.Springfield, OR · IA capacityAug 21, 2013 → Jul 11, 2014
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Cuso Financial Services, L.P.Springfield, OR · BC capacityAug 21, 2013 → Jul 11, 2014
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Morgan StanleyEugene, OR · IA capacityJun 1, 2009 → Sep 4, 2013
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Morgan StanleyEugene, OR · BC capacityJun 1, 2009 → Sep 4, 2013
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Citigroup Global Markets Inc.Eugene, OR · IA capacityJun 15, 2006 → Jun 1, 2009
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Citigroup Global Markets Inc.Eugene, OR · BC capacityNov 17, 2004 → Jun 1, 2009
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National Securities CorporationBoca Raton, FL · BC capacityOct 18, 2004 → Nov 23, 2004
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.