Charles Shaw-Jer Hung

CRD 4842840 · J.P. Morgan Securities LLC · West Covina, CA

IA RegisteredBroker

Also appears in the source record as: Charles S Hung; Charles Hung

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 10Series 9Series 66
Registered states (11): Arizona · California · Florida · Hawaii · Idaho · Michigan · Nevada · New York · Oregon · South Dakota · Texas
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
West Covina, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
West Covina, CA · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Hacienda Heights, CA · IA capacity

Sep 11, 2014 → Nov 11, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Hacienda Heights, CA · BC capacity

Aug 7, 2014 → Nov 11, 2021
Scottrade, Inc.
Rowland Heights, CA · BC capacity

Apr 6, 2009 → Jul 28, 2014
Zecco Trading, Inc.
Pasadena, CA · BC capacity

May 14, 2008 → Mar 31, 2009
Wamu Investments, Inc.
Fullerton, CA · IA capacity

Apr 20, 2005 → Apr 21, 2008
Wamu Investments, Inc.
Fullerton, CA · BC capacity

Apr 20, 2005 → Apr 21, 2008
Redwood Securities Group, Inc.
City Of Industry, CA · IA capacity

Feb 11, 2005 → Apr 4, 2005
Redwood Securities Group, Inc.
San Francisco, CA · BC capacity

Aug 18, 2004 → Apr 4, 2005

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4842840 ↗ FINRA BrokerCheck record for CRD 4842840 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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