John Dominic Wright
Also appears in the source record as: Dominic John Wright
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (9)
- Series 52TOSIESeries 7Series 9Series 10Series 4Series 53Series 24Series 66
- Registered states (6)
- Arkansas · Massachusetts · Oklahoma · Texas · Utah · Washington
- Years in the industry (source record)
- 20
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (14)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Capital One Advisors, LLCSeattle, WA · IA capacityJan 28, 2015 → Apr 5, 2018
-
Capital One Investing, LLCHouston, TX · BC capacityJan 2, 2015 → Apr 5, 2018
-
Capital One Financial Advisors LLCMelville, NY · IA capacityOct 9, 2012 → Jan 28, 2015
-
Capital One Investment Services LLCWharton, TX · BC capacityOct 9, 2012 → Jan 2, 2015
-
J.P. Morgan Securities LLCHouston, TX · IA capacityOct 1, 2012 → Oct 11, 2012
-
J.P. Morgan Securities LLCHouston, TX · BC capacityOct 1, 2012 → Oct 11, 2012
-
Chase Investment Services Corp.Houston, TX · IA capacityApr 6, 2010 → Oct 1, 2012
-
Chase Investment Services Corp.Houston, TX · BC capacityApr 6, 2010 → Oct 1, 2012
-
Wells Fargo Investments, LLCThe Woodlands, TX · IA capacityNov 28, 2007 → Jan 13, 2010
-
Wells Fargo Investments, LLCThe Woodlands, TX · BC capacityNov 7, 2007 → Jan 13, 2010
-
Citigroup Global Markets Inc.Baton Rouge, LA · BC capacityFeb 21, 2006 → Jun 30, 2006
-
Legg Mason Wood Walker, IncorporatedBaltimore, MD · BC capacitySep 30, 2004 → Feb 21, 2006
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.