Shaun David Arnold

CRD 4850924 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Shaun D. Arnold

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 52TOSIESeries 3Series 7Series 4Series 53Series 24Series 66
Registered states (1): North Carolina
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (12)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Ally Invest Securities LLC
Charlotte, NC · BC capacity

Jul 25, 2019 → Dec 20, 2019
Mml Investors Services, LLC
Charlotte, NC · IA capacity

Mar 14, 2013 → Sep 12, 2014
Mml Investors Services, LLC
Charlotte, NC · BC capacity

Feb 21, 2013 → Sep 12, 2014
Securities America Advisors, Inc.
La Vista, NE · IA capacity

Feb 29, 2008 → Feb 20, 2013
Securities America, Inc.
Lavista, NE · BC capacity

Feb 21, 2008 → Feb 20, 2013
Td Ameritrade, Inc.
Omaha, NE · IA capacity

Jun 29, 2007 → Feb 28, 2008
Amerivest Investment Management, LLC
Omaha, NE · IA capacity

Jun 29, 2007 → Feb 28, 2008
Td Ameritrade, Inc.
Omaha, NE · BC capacity

Jun 27, 2007 → Feb 28, 2008
Wells Fargo Investments, LLC
Omaha, NE · IA capacity

Feb 3, 2005 → Jun 21, 2007
Wells Fargo Investments, LLC
Omaha, NE · BC capacity

Jan 1, 2005 → Jun 21, 2007

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4850924 ↗ FINRA BrokerCheck record for CRD 4850924 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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