Ricardo A Molina

CRD 4851909 · J.P. Morgan Securities LLC · Greenville, RI

IA RegisteredBroker

Also appears in the source record as: Ricardo Molina

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (12): California · Connecticut · Florida · Massachusetts · New Hampshire · New York · North Carolina · Rhode Island · South Carolina · Texas · Vermont · Washington
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (7)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Greenville, RI · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Greenville, RI · BC capacity

start not retrieved → present
Santander Securities
Providence, RI · IA capacity

Oct 30, 2013 → Aug 8, 2023
Santander Securities LLC
Providence, RI · BC capacity

Sep 19, 2012 → Aug 8, 2023
Lpl Financial LLC
Pawtucket, RI · BC capacity

Jan 10, 2011 → Sep 19, 2012
Banc Of America Investment Services, Inc.
Providence, RI · BC capacity

Nov 29, 2006 → Jan 29, 2009
Signator Investors, Inc.
Warwick, RI · BC capacity

Jan 1, 2006 → Oct 17, 2006

Source & corrections

Where this page comes from

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