John Charles Raetz

CRD 4853407 · Morgan Stanley · Birmingham, MI

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 66SIESeries 7
Registered states (38): Alabama · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Idaho · Illinois · Indiana · Kansas · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (10)

From the source registration record · current first

Morgan StanleyCurrent
Birmingham, MI · IA capacity

Aug 9, 2023 → present
Wells Fargo Clearing Services, LLC
IA capacity

Jun 27, 2014 → Aug 15, 2023
Wells Fargo Clearing Services, LLC
BD capacity

May 29, 2014 → Aug 15, 2023
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2008 → Jun 16, 2014
J.P. Morgan Securities LLC
IA capacity

Oct 1, 2008 → May 15, 2012
J.P. Morgan Securities Inc.
BD capacity

Mar 8, 2007 → Oct 1, 2008
J. P. Morgan Securities Inc.
IA capacity

Mar 8, 2007 → Oct 1, 2008
Ameriprise Financial Services, Inc.
BD capacity

Mar 30, 2006 → Feb 27, 2007
Ids Life Insurance Company
BD capacity

Oct 29, 2004 → Mar 20, 2006
Ameriprise Financial Services, Inc.
BD capacity

Oct 29, 2004 → Mar 20, 2006

Source & corrections

Where this page comes from

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