Cisco J. Guzman

CRD 4853907 · Fidelity Brokerage Services LLC · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Cisco J Guzman; Cisco James Guzman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 24Series 66
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4853907 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Buda, TX · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Westlake, TX · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Salt Lake City, UT · IA capacity

Jan 12, 2022 → Mar 31, 2025
Kestra Advisory Services, LLC
Austin, TX · IA capacity

Apr 25, 2016 → Oct 15, 2021
Kestra Investment Services, LLC
Austin, TX · BC capacity

Sep 2, 2015 → Oct 15, 2021
Nfp Advisor Services, LLC
Austin, TX · IA capacity

Sep 15, 2015 → Sep 22, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Austin, TX · IA capacity

Aug 5, 2014 → Jun 10, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Austin, TX · BC capacity

Jul 30, 2014 → Jun 10, 2015
Frost Brokerage Services, Inc.
Austin, TX · BC capacity

Apr 26, 2005 → Jul 23, 2013
American Express Financial Advisors, Inc.
Austin, TX · IA capacity

Dec 15, 2004 → Mar 17, 2005
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Dec 15, 2004 → Mar 17, 2005
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Dec 15, 2004 → Mar 17, 2005

Source & corrections

Where this page comes from

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