Kole G Bosworth

CRD 4857224 · Morgan Stanley · Tempe, AZ

IA RegisteredBroker

Also appears in the source record as: Kole Gordan Bosworth; Kole Gordon Bosworth; Kole Gordan Boswrth; Kole Bosworth; Kole G Jewell

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (12): Series 66Series 63Series 24Series 23Series 4Series 10Series 9Series 99TOSeries 79TOSIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (17)

From the source registration record · current first

Morgan StanleyCurrent
Tempe, AZ · IA capacity

Sep 8, 2021 → present
Prospera Financial Services, Inc.
BD capacity

Jul 2, 2021 → Aug 25, 2021
Prospera Financial Services, Inc.
IA capacity

Jul 2, 2021 → Aug 25, 2021
Morgan Stanley
IA capacity

Mar 14, 2016 → Jul 2, 2021
Morgan Stanley
BD capacity

Mar 12, 2016 → Jul 2, 2021
Snowden Account Services, Inc.
BD capacity

Jan 30, 2015 → Mar 3, 2016
Snowden Capital Advisors LLC
IA capacity

Jan 30, 2015 → Mar 3, 2016
Citigroup Global Markets Inc.
IA capacity

Aug 29, 2014 → Jan 30, 2015
Citigroup Global Markets Inc.
BD capacity

Aug 28, 2014 → Jan 30, 2015
Morgan Stanley
BD capacity

Mar 11, 2013 → Aug 18, 2014
Morgan Stanley
IA capacity

Mar 11, 2013 → Aug 18, 2014
Rbs Securities Inc.
BD capacity

Aug 18, 2011 → Mar 6, 2013
Morgan Stanley Smith Barney LLC
IA capacity

Sep 16, 2009 → Aug 23, 2011
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Aug 23, 2011
Morgan Stanley & Co. Incorporated
BD capacity

Nov 26, 2008 → Jun 1, 2009
Scottrade, Inc.
BD capacity

Aug 12, 2005 → Oct 13, 2008
Fidelity Brokerage Services LLC
BD capacity

Oct 11, 2004 → Aug 12, 2005

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4857224 ↗ FINRA BrokerCheck record for CRD 4857224 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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