Justin Pearce

CRD 4859919 · Charles Schwab & Co., Inc. · Boston, MA

IA RegisteredBroker

Also appears in the source record as: Justin John Pearce

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 7Series 3Series 6Series 10Series 9Series 65Series 63
Registered states (6): Arizona · California · Colorado · Florida · Hawaii · Texas
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (17)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Boston, MA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Orange, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Boston, MA · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Orange, CA · IA capacity

start not retrieved → present
Advice And Planning Services
Irvine, CA · IA capacity

May 30, 2024 → Sep 4, 2025
Tiaa-Cref Individual & Institutional Services, LLC
Irvine, CA · BC capacity

May 30, 2024 → Sep 4, 2025
J.P. Morgan Securities LLC
Irvine, CA · BC capacity

Oct 1, 2012 → Feb 21, 2024
J.P. Morgan Securities LLC
Irvine, CA · IA capacity

Oct 1, 2012 → Feb 9, 2023
Chase Investment Services Corp.
Downey, CA · IA capacity

May 2, 2009 → Oct 1, 2012
Chase Investment Services Corp.
Downey, CA · BC capacity

May 2, 2009 → Oct 1, 2012
Wamu Investments, Inc.
Lakewood, CA · IA capacity

Apr 9, 2009 → May 2, 2009
Wamu Investments, Inc.
Lakewood, CA · BC capacity

Apr 9, 2009 → May 2, 2009
Compak Securities, Inc.
Newport Beach, CA · BC capacity

Jun 30, 2008 → Feb 18, 2009
Compak Asset Management
Newport Beach, CA · IA capacity

Jan 30, 2008 → Feb 18, 2009
Foresters Equity Services, Inc.
Orange, CA · BC capacity

Sep 28, 2005 → Feb 13, 2006
Prudential Financial Planning Services
Irvine, CA · IA capacity

Jan 3, 2005 → Aug 5, 2005
Pruco Securities, LLC.
Newark, NJ · BC capacity

Oct 11, 2004 → Aug 5, 2005

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4859919 ↗ FINRA BrokerCheck record for CRD 4859919 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.