Tania Chloe Partsch Torres

CRD 4860084 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Miami, FL

Broker

Also appears in the source record as: Tania C. Torres Rivera; Tania Chloe Torres; Tania Torres

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (3): SIESeries 7Series 66
Registered states (2): Florida · Puerto Rico
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (4)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Miami, FL · BC capacity

start not retrieved → present
First Bank Puerto Rico Securities, Corp.
San Juan, PR · BC capacity

Feb 9, 2016 → Mar 31, 2017
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Nov 19, 2004 → Mar 24, 2014
Ubs Financial Services Incorporated Of Puerto Rico
San Juan, PR · BC capacity

Nov 19, 2004 → Nov 12, 2010

Source & corrections

Where this page comes from

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