Nita Mukesh Joshi

CRD 4861197 · J.P. Morgan Securities LLC · Los Angeles, CA

IA RegisteredBroker

Also appears in the source record as: Nita M Joshi

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (30): Arizona · California · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Kansas · Massachusetts · Michigan · Missouri · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Los Angeles, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Los Angeles, CA · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Beverly Hills, CA · IA capacity

Aug 22, 2012 → Oct 1, 2012
Chase Investment Services Corp.
Beverly Hills, CA · BC capacity

Aug 22, 2012 → Oct 1, 2012
Wells Fargo Advisors, LLC
Newport Beach, CA · IA capacity

Jan 3, 2011 → Jul 27, 2012
Wells Fargo Advisors, LLC
Newport Beach, CA · BC capacity

Jan 3, 2011 → Jul 27, 2012
Wells Fargo Investments, LLC
Newport Beach, CA · IA capacity

Dec 19, 2006 → Jan 3, 2011
Wells Fargo Investments, LLC
Newport Beach, CA · BC capacity

Nov 13, 2006 → Jan 3, 2011

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4861197 ↗ FINRA BrokerCheck record for CRD 4861197 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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