Michael Gagala
Also appears in the source record as: Michael Gagala; Michael Adam Gagala
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- Series 31SIESeries 7Series 66
- Registered states (2)
- Florida · Michigan
- Years in the industry (source record)
- 17
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 11025
- SEC number
- 801-57434
- Assets under management
- $252.3B as of Jun 3, 2026
- Website
- stories.wf.com ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (25)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Fnex Capital, LLCIndianapolis, IN · BC capacityMay 19, 2025 → Dec 11, 2025
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Lazard Asset Management LLCNew York, NY · IA capacityDec 18, 2024 → May 12, 2025
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Lazard Asset Management Securities LLCNew York, NY · BC capacityDec 18, 2024 → May 12, 2025
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Foreside Fund Services, LLCPortland, ME · BC capacityFeb 23, 2024 → Dec 10, 2024
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Bny Mellon Securities CorporationNorthville, MI · IA capacityJul 19, 2019 → Feb 7, 2024
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Bny Mellon Securities CorporationNew York, NY · BC capacityJul 19, 2019 → Feb 7, 2024
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Russell InvestmentsRochester, MI · IA capacityJul 25, 2017 → Jul 12, 2019
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Russell Investments Financial Services, LLCSeattle, WA · BC capacityJul 24, 2017 → Jul 12, 2019
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Sentinel Financial Services CompanyMontpelier, VT · BC capacityJan 15, 2015 → Jul 11, 2017
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Lincoln Financial Distributors, Inc.Radnor, PA · BC capacityDec 8, 2011 → Jan 2, 2015
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Invesco Advisers, Inc.Atlanta, GA · IA capacityJun 7, 2010 → Nov 22, 2011
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Invesco Distributors, Inc.Oakbrook Terrace, IL · BC capacityJun 1, 2010 → Nov 22, 2011
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Van Kampen Advisors IncOakbrook Terrace, IL · IA capacityMar 1, 2010 → Jun 3, 2010
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Van Kampen Funds Inc.Oakbrook Terrace, IL · BC capacityMar 4, 2010 → Jun 1, 2010
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Northwestern Mutual Investment Services,llcChicago, IL · IA capacityJan 7, 2008 → Dec 31, 2008
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Northwestern Mutual Investment Services, LLCChicago, IL · BC capacityDec 7, 2007 → Dec 31, 2008
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Edward JonesElmhurst, IL · IA capacityJun 20, 2007 → Nov 2, 2007
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Edward JonesElmhurst, IL · BC capacityMay 24, 2007 → Nov 2, 2007
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.