Andrew K. Krumpelman

CRD 4871188 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Andrew Kurtis Krumpelman; Andrew Kurtis Krumpleman; Andy Kurtis Krumpleman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (6): District Of Columbia · Florida · Indiana · Kentucky · New York · Ohio
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (9)

From the source registration record · current first

Strategic Advisers LLCCurrent
Ft Mitchell, KY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Ft Mitchell, KY · BD capacity

Oct 4, 2012 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Mar 12, 2013 → Jul 13, 2018
Saybrus Equity Services, Inc
BD capacity

Sep 22, 2011 → May 16, 2012
Hartford Equity Sales Company Inc.
BD capacity

Nov 21, 2007 → Jan 8, 2010
Mutual Service Corporation
BD capacity

Mar 1, 2007 → Oct 16, 2007
Touchstone Securities, Inc.
BD capacity

Nov 19, 2004 → Oct 2, 2006

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4871188 ↗ FINRA BrokerCheck record for CRD 4871188 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.