Robert Brett Horn

CRD 4874049 · Fidelity Brokerage Services LLC · Covington, KY

IA RegisteredBroker

Also appears in the source record as: Robert Brett Horn Mr; R Brett Horn

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66SIESeries 7Series 62
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (10)

From the source registration record · current first

Strategic Advisers LLCCurrent
Harrison, OH · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Harrison, OH · BD capacity

May 23, 2024 → present
Fidelity Brokerage Services LLCCurrent
Covington, KY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

May 31, 2024 → Mar 31, 2025
W&s Brokerage Services, Inc.
IA capacity

May 12, 2020 → Apr 29, 2024
W&s Brokerage Services, Inc.
BD capacity

Feb 21, 2020 → Apr 29, 2024
Lpl Financial LLC
IA capacity

Sep 25, 2015 → Dec 24, 2019
Lpl Financial LLC
BD capacity

Sep 24, 2015 → Dec 24, 2019
Money Concepts Advisory Service
IA capacity

Aug 13, 2014 → Sep 24, 2015
Money Concepts Capital Corp
BD capacity

Jan 2, 2014 → Sep 24, 2015

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4874049 ↗ FINRA BrokerCheck record for CRD 4874049 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.