Cheryl Ann Henderson

CRD 4876523 · Morgan Stanley · Cincinnati, OH

IA RegisteredBroker

Also appears in the source record as: Cheryl A Mccarter; Cheryl Ann Mccarter

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 31Series 7
Registered states (37): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Nevada · New Hampshire · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (9)

From the source registration record · current first

Morgan StanleyCurrent
Cincinnati, OH · IA capacity

May 31, 2022 → present
Ubs Financial Services Inc.
IA capacity

Feb 12, 2013 → Apr 29, 2022
Ubs Financial Services Inc.
BD capacity

Feb 8, 2013 → Apr 29, 2022
Signator Investors, Inc.
BD capacity

Aug 31, 2011 → Dec 20, 2012
Walnut Street Securities, Inc.
BD capacity

Oct 6, 2009 → Jun 10, 2010
Ubs Financial Services Inc.
IA capacity

Oct 10, 2006 → Jul 2, 2009
Ubs Financial Services Inc.
BD capacity

Oct 6, 2006 → Jul 2, 2009
Citigroup Global Markets Inc.
IA capacity

Jan 19, 2006 → Oct 23, 2006
Citigroup Global Markets Inc.
BD capacity

Jan 5, 2006 → Oct 23, 2006

Source & corrections

Where this page comes from

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