Susanna Dee Pollock

CRD 4878336 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Susanna Dee Blair; Susanna D Pollock; Susanna Pollock; Susanna Dee Segura

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 6Series 9Series 10Series 66Series 63
Registered states (7): Arkansas · Massachusetts · Minnesota · New Mexico · Oklahoma · Texas · Utah
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (17)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
San Antonio, TX · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Antonio, TX · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
San Antonio, TX · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Antonio, TX · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
San Antonio, TX · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
San Antonio, TX · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
San Antonio, TX · IA capacity

start not retrieved → present
Raymond James & Associates, Inc.
San Antonio, TX · IA capacity

Jan 6, 2021 → Dec 22, 2022
Raymond James & Associates, Inc.
San Antonio, TX · BC capacity

Jan 6, 2021 → Dec 22, 2022
Morgan Stanley
Dallas, TX · IA capacity

Jan 13, 2015 → Sep 25, 2017
Morgan Stanley
Dallas, TX · BC capacity

Jan 13, 2015 → Sep 25, 2017
Ubs Financial Services Inc.
San Antonio, TX · IA capacity

May 23, 2011 → Jan 8, 2015
Ubs Financial Services Inc.
San Antonio, TX · BC capacity

Nov 10, 2010 → Jan 8, 2015
Fixed Income Securities, LP
Boerne, TX · BC capacity

Jan 30, 2007 → Nov 9, 2007
Alliancebernstein Investments, Inc.
San Antonio, TX · BC capacity

Aug 26, 2005 → Dec 11, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

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