Jonathan Paul Stroebel

CRD 4887146 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Bethesda, MD

IA RegisteredBroker

Also appears in the source record as: Jon Stroebel

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 66Series 63
Registered states (26): California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Louisiana · Maine · Maryland · Massachusetts · New Jersey · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · Rhode Island · South Carolina · Tennessee · Utah · Vermont · Virginia · Washington · West Virginia
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Bethesda, MD · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Bethesda, MD · BC capacity

start not retrieved → present
Morgan Stanley
Bethesda, MD · IA capacity

Jun 1, 2009 → Oct 25, 2012
Morgan Stanley
Bethesda, MD · BC capacity

Jun 1, 2009 → Oct 25, 2012
Citigroup Global Markets Inc.
Bethesda, MD · IA capacity

Feb 21, 2006 → Jun 1, 2009
Citigroup Global Markets Inc.
Bethesda, MD · BC capacity

Feb 21, 2006 → Jun 1, 2009
Legg Mason Wood Walker Inc
Bethesda, MD · IA capacity

Jun 27, 2005 → Feb 21, 2006
Legg Mason Wood Walker, Incorporated
Baltimore, MD · BC capacity

Jun 13, 2005 → Feb 21, 2006
Nylife Securities Inc.
New York, NY · BC capacity

Jan 20, 2005 → Jun 23, 2005

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4887146 ↗ FINRA BrokerCheck record for CRD 4887146 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.