Robert Allen Miller
Also appears in the source record as: Robert Allen Collins; Allen Miller
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- SIESeries 7Series 65Series 66
- Registered states (2)
- Florida · Texas
- Years in the industry (source record)
- 19
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 4897190 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Charles Schwab & Co., Inc.
- Firm CRD
- 5393
- SEC number
- 801-29938
- Assets under management
- Not yet retrieved from the source record
- Website
- www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
- Phone
- 415-667-7000
- Firm location
- San Francisco, CA, 94105
Employment history (9)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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start not retrieved → present
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Securities America, Inc.New York, NY · BC capacityMay 28, 2014 → Jan 26, 2016
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Wachovia Securities, LLCBradenton, FL · IA capacityMay 31, 2007 → Apr 4, 2008
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Wachovia Securities, LLCBradenton, FL · BC capacityMay 3, 2007 → Apr 4, 2008
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Ameriprise Financial Services, Inc.Orlando, FL · IA capacityApr 29, 2005 → May 31, 2006
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Ids Life Insurance CompanyMinneapolis, MN · BC capacityApr 14, 2005 → May 31, 2006
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Ameriprise Financial Services, Inc.Orlando, FL · BC capacityApr 14, 2005 → May 31, 2006
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.