Holly J Barthelmas

CRD 4900508 · J.P. Morgan Securities LLC · Columbus, OH

IA RegisteredBroker

Also appears in the source record as: Holly Jean Barthelmas; Holly Hardman; Holly Jean Smith; Holly J Smith

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 52TOSIESeries 3Series 7Series 4Series 53Series 24Series 10Series 9Series 66Series 63
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Columbus, OH · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Columbus, OH · BC capacity

start not retrieved → present
Nationwide Investment Advisors, LLC
Columbus, OH · IA capacity

Mar 10, 2016 → Mar 25, 2019
Nationwide Investment Services Corporation
Columbus, OH · BC capacity

Aug 24, 2011 → Mar 25, 2019
Nationwide Securities, LLC
Columbus, OH · IA capacity

Mar 2, 2012 → Mar 21, 2016
Chase Investment Services Corp.
Columbus, OH · IA capacity

Mar 6, 2009 → Aug 26, 2011
Chase Investment Services Corp.
Columbus, OH · BC capacity

Mar 5, 2009 → Aug 26, 2011
Morgan Stanley & Co. Incorporated
Columbus, OH · IA capacity

Apr 2, 2007 → Mar 9, 2009
Morgan Stanley & Co. Incorporated
Columbus, OH · BC capacity

Apr 2, 2007 → Mar 9, 2009
Morgan Stanley
New Albany, OH · IA capacity

Nov 29, 2006 → Apr 2, 2007
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Jun 1, 2005 → Apr 2, 2007
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Mar 25, 2005 → May 26, 2005

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4900508 ↗ FINRA BrokerCheck record for CRD 4900508 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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