Dorothy J Dembowski

CRD 4902585 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Dorothy J. Dembowski; Dorothy Jean Dembowski

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4902585 contains one or more disclosure events as of Aug 20, 2026.

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FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Private Wealth Advisors LLC
Scarsdale, NY · IA capacity

Nov 30, 2021 → Mar 20, 2025
First Republic Securities Company, LLC
New York, NY · BC capacity

Nov 30, 2021 → Sep 29, 2023
Citigroup Global Markets Inc.
New York, NY · IA capacity

Jun 25, 2010 → Jul 9, 2020
Citigroup Global Markets Inc.
New York, NY · BC capacity

Jun 25, 2010 → Jul 9, 2020
Ameriprise Financial Services, Inc.
Norwalk, CT · IA capacity

Apr 20, 2009 → Jun 7, 2010
Ameriprise Financial Services, Inc.
Norwalk, CT · BC capacity

Apr 20, 2009 → Jun 7, 2010
Ubs Financial Services Inc.
Norfolk, VA · IA capacity

Mar 18, 2005 → May 5, 2009
Ubs Financial Services Inc.
Norfolk, VA · BC capacity

Feb 28, 2005 → May 5, 2009

Source & corrections

Where this page comes from

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