Christopher Lewis Finizio

CRD 4905193 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Chris Finizio; Christopher L Finizio; Chistopher Finizio; Chris Welsch; Christopher L Welsch; Christopher Lewis Welsch

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 7TOSIESeries 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (11)

From the source registration record · current first

Strategic Advisers LLCCurrent
Springfield, PA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Springfield, PA · BD capacity

Jan 3, 2024 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jan 23, 2024 → Mar 31, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Aug 7, 2023 → Nov 27, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Aug 7, 2023 → Nov 27, 2023
Vanguard Marketing Corporation
BD capacity

Mar 3, 2022 → May 9, 2023
Vanguard Advisers, Inc.
IA capacity

Mar 3, 2022 → May 9, 2023
Vanguard Marketing Corporation
BD capacity

Sep 8, 2021 → Dec 13, 2021
Vanguard Marketing Corporation
BD capacity

Dec 16, 2010 → Sep 22, 2016
Vanguard Marketing Corporation
BD capacity

Feb 9, 2005 → May 7, 2009

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4905193 ↗ FINRA BrokerCheck record for CRD 4905193 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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