Sarah Troyer Johnston
Also appears in the source record as: Sarah M Troyer
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (11)
- Series 52TOSeries 99TOSIESeries 31Series 7Series 10Series 9Series 4Series 53Series 24Series 66
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 15
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Firm CRD
- 7691
- SEC number
- 801-14235
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Firm location
- New York, NY, 10036
Employment history (8)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
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Valmark Advisers, Inc.Akron, OH · IA capacityDec 10, 2014 → Feb 13, 2015
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Valmark Securities, Inc.Akron, OH · BC capacityDec 10, 2014 → Feb 9, 2015
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Lpl Financial LLCAkron, OH · IA capacitySep 18, 2013 → Dec 8, 2014
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Lpl Financial LLCAkron, OH · BC capacitySep 18, 2013 → Dec 8, 2014
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Firstmerit Advisors, Inc.Akron, OH · IA capacityMay 16, 2012 → Sep 18, 2013
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Firstmerit Financial Services, IncAkron, OH · BC capacityApr 4, 2011 → Sep 18, 2013
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.