Eric Anderson

CRD 4913551 · J.P. Morgan Securities LLC · San Jose, CA

IA RegisteredBroker

Also appears in the source record as: Eric T Anderson; Eric Torger Anderson; Eric Anderson; Eric Torge Anderson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 6Series 66Series 63
Registered states (2): California · Texas
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
San Jose, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
San Jose, CA · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Jose, CA · IA capacity

Mar 15, 2022 → Jun 26, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Jose, CA · BC capacity

Feb 8, 2022 → Jun 26, 2023
Hsbc Securities (USA) Inc.
San Mateo, CA · BC capacity

Sep 11, 2012 → May 21, 2013
Wells Fargo Advisors, LLC
Hollywood, FL · BC capacity

Oct 27, 2010 → Jun 24, 2011
Wells Fargo Investments, LLC
Mountain View, CA · BC capacity

Apr 23, 2010 → Sep 8, 2010
Wamu Investments, Inc.
Sunnyvale, CA · BC capacity

Mar 25, 2005 → Feb 14, 2008

Source & corrections

Where this page comes from

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