Valerie C. Pergolizzi

CRD 4917803 · J.P. Morgan Securities LLC · Boca Raton, FL

IA RegisteredBroker

Also appears in the source record as: Valerie Christine Duguid; Valerie C Duguid; Valerie Christine Pergolizzi; Valerie C Pergolizzi

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 7TOSIESeries 31Series 7Series 10Series 9Series 65Series 63
Registered states (20): California · Colorado · Connecticut · Delaware · Florida · Georgia · Illinois · Indiana · Massachusetts · Michigan · Minnesota · Nevada · New Jersey · New York · North Carolina · Oregon · Pennsylvania · South Carolina · Tennessee · Texas
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Boca Raton, FL · BC capacity

start not retrieved → present
Advice And Planning Services
Boca Raton, FL · IA capacity

Jul 16, 2014 → Nov 13, 2020
Tiaa-Cref Individual & Institutional Services, LLC
Boca Raton, FL · BC capacity

Jul 15, 2014 → Nov 13, 2020
Ubs Financial Services Inc.
Weehawken, NJ · IA capacity

May 15, 2009 → Dec 6, 2013
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

May 15, 2009 → Dec 6, 2013
Citigroup Global Markets Inc.
Charlotte, NC · IA capacity

May 6, 2005 → Sep 17, 2008
Citigroup Global Markets Inc.
Charlotte, NC · BC capacity

Apr 18, 2005 → Sep 17, 2008

Source & corrections

Where this page comes from

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