Theresa M Roberts

CRD 4923421 · Morgan Stanley · Mather, CA

IA RegisteredBroker

Also appears in the source record as: Theresa Mary Blanco; Theresa Mary Cordaway; Theresa Cordaway; Theresa Mary Roberts; Theresa Roberts

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 65Series 63Series 9Series 10Series 24Series 26SIESeries 7Series 6
Registered states (1): North Carolina
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4923421 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (17)

From the source registration record · current first

Morgan StanleyCurrent
Mather, CA · IA capacity

Apr 17, 2023 → present
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Mar 2, 2020 → Mar 24, 2023
Advice And Planning Services
IA capacity

Mar 2, 2020 → Mar 24, 2023
Bb&t Securities, LLC
IA capacity

Apr 2, 2019 → Feb 28, 2020
Bb&t Securities, LLC
BD capacity

Apr 1, 2019 → Feb 28, 2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 9, 2015 → Mar 26, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 8, 2015 → Mar 26, 2019
Wells Fargo Advisors, LLC
IA capacity

Mar 1, 2013 → Oct 2, 2015
Wells Fargo Advisors, LLC
BD capacity

Feb 28, 2013 → Oct 2, 2015
Bancwest Investment Services, Inc.
BD capacity

Jul 13, 2011 → Feb 21, 2013
Bancwest Investment Services, Inc. (Bwis) And Bwis D/B/A Fhis
IA capacity

Jul 13, 2011 → Feb 21, 2013
Carbahal Olsen Financial Services Group LLC
IA capacity

Jul 28, 2010 → Jul 15, 2011
Securities America, Inc.
BD capacity

Jan 23, 2009 → Jun 30, 2011
Securities America Advisors, Inc.
IA capacity

Jan 23, 2009 → Feb 1, 2010
Brecek & Young Advisors, Inc.
IA capacity

Sep 27, 2007 → Jan 23, 2009
Brecek & Young Advisors, Inc.
BD capacity

May 10, 2006 → Jan 23, 2009
Wm Funds Distributor, Inc.
BD capacity

Jun 20, 2005 → Apr 25, 2006

Source & corrections

Where this page comes from

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