Gaurav A Chavda

CRD 4925269 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Gary Chavda; Gaurav Chavda

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (12): Series 99TOSeries 52TOSIESeries 7Series 6Series 9Series 10Series 4Series 53Series 24Series 66Series 63
Registered states (1): Texas
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4925269 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLC
Plano, TX · IA capacity

Oct 1, 2012 → Dec 15, 2025
J.P. Morgan Securities LLC
Plano, TX · BC capacity

Oct 1, 2012 → Dec 15, 2025
Chase Investment Services Corp.
Dallas, TX · IA capacity

Dec 20, 2006 → Oct 1, 2012
Chase Investment Services Corp.
Dallas, TX · BC capacity

Jul 6, 2005 → Oct 1, 2012
Banc One Securities Corporation
Chicago, IL · BC capacity

Mar 23, 2005 → Jul 6, 2005

Source & corrections

Where this page comes from

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