Robert T. Sim

CRD 4926563 · Fidelity Brokerage Services LLC · Shrewsbury, NJ

IA RegisteredBroker

Also appears in the source record as: Robert Thomas Sim

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 10Series 9Series 66
Registered states (17): Arizona · Colorado · Connecticut · Florida · Maryland · Massachusetts · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · West Virginia
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (15)

From the source registration record · current first

Strategic Advisers LLCCurrent
Middletown, NJ · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Shrewsbury, NJ · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Shrewsbury, NJ · IA capacity

Jul 13, 2018 → Mar 31, 2025
Benjamin F. Edwards & Company, Incorporated
Red Bank, NJ · IA capacity

Aug 5, 2011 → Dec 21, 2012
Benjamin F. Edwards & Company, Inc.
Red Bank, NJ · BC capacity

Aug 5, 2011 → Dec 21, 2012
Wells Fargo Advisors, LLC
Red Bank, NJ · IA capacity

May 10, 2010 → May 20, 2011
Wells Fargo Advisors, LLC
Red Bank, NJ · BC capacity

May 10, 2010 → May 20, 2011
Diversified Financial Consultants, LLC
Wilmington, DE · IA capacity

Jun 13, 2007 → Feb 19, 2010
Signator Investors, Inc.
Wilmington, DE · BC capacity

Mar 21, 2007 → Jan 27, 2010
Merrill Lynch Pierce Fenner & Smith Inc.
Eatontown, NJ · IA capacity

Mar 8, 2006 → Oct 5, 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Eatontown, NJ · BC capacity

Mar 8, 2006 → Oct 5, 2006
Advest, Inc.
Eatontown, NJ · IA capacity

Jul 28, 2005 → Mar 8, 2006
Advest, Inc.
Hartford, CT · BC capacity

Jul 28, 2005 → Mar 8, 2006
Morgan Stanley
Paramus, NJ · IA capacity

Jul 8, 2005 → Jul 22, 2005
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Jun 15, 2005 → Jul 22, 2005

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4926563 ↗ FINRA BrokerCheck record for CRD 4926563 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.