Ben Bresnahan

CRD 4926727 · J.P. Morgan Securities LLC · Fallbrook, CA

IA RegisteredBroker

Also appears in the source record as: Ben Bresnahan; Benjamin Michael Bresnahan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 65Series 66Series 63
Registered states (21): Arizona · California · Colorado · Florida · Georgia · Hawaii · Idaho · Iowa · Louisiana · Massachusetts · Montana · Nevada · North Carolina · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Washington
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Fallbrook, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Fallbrook, CA · BC capacity

start not retrieved → present
Scottrade, Inc.
San Diego, CA · BC capacity

Jul 7, 2010 → Aug 5, 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Austin, TX · IA capacity

Oct 23, 2009 → Jan 22, 2010
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Austin, TX · BC capacity

Oct 23, 2009 → Jan 22, 2010
Banc Of America Investment Services, Inc.
Austin, TX · IA capacity

Jun 23, 2008 → Oct 23, 2009
Banc Of America Investment Services, Inc.
Austin, TX · BC capacity

Jul 10, 2006 → Oct 23, 2009
Sunamerica Securities, Inc.
Phoenix, AZ · BC capacity

Apr 7, 2005 → Jun 30, 2005

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4926727 ↗ FINRA BrokerCheck record for CRD 4926727 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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