Christine M Mantich

CRD 4931145 · Wells Fargo Advisors · Annapolis, MD

IA RegisteredBroker

Also appears in the source record as: Christine M. Mantich; Christine Marie Mantich

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 65Series 63
Registered states (36): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (16)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Annapolis, MD · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Annapolis, MD · BC capacity

start not retrieved → present
Summit Financial Group Inc
Annapolis, MD · IA capacity

Nov 26, 2019 → Sep 29, 2020
Cetera Advisor Networks LLC
Annapolis, MD · BC capacity

Nov 26, 2019 → Sep 4, 2020
Cetera Advisor Networks LLC
Annapolis, MD · IA capacity

Nov 26, 2019 → Nov 26, 2019
Raymond James & Associates, Inc.
Baltimore, MD · IA capacity

Aug 6, 2019 → Nov 18, 2019
Raymond James & Associates, Inc.
Baltimore, MD · BC capacity

Aug 6, 2019 → Nov 18, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Annapolis, MD · IA capacity

Jul 29, 2008 → Aug 5, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Annapolis, MD · BC capacity

Jul 29, 2008 → Aug 5, 2019
Morgan Stanley & Co. Incorporated
Bethesda, MD · IA capacity

Dec 21, 2007 → Jul 15, 2008
Morgan Stanley & Co. Incorporated
Bethesda, MD · BC capacity

Dec 21, 2007 → Jul 15, 2008
Edelman Financial Services LLC
Fairfax, VA · IA capacity

May 25, 2007 → Oct 19, 2007
Smh Capital Inc.
Bethesda, MD · BC capacity

May 25, 2007 → Oct 19, 2007
First Internet Securities Network
Bethesda, MD · BC capacity

Oct 10, 2007 → Oct 16, 2007
Banc Of America Investment Services, Inc.
Chevy Chase, MD · BC capacity

Dec 12, 2006 → Apr 10, 2007
Ubs Financial Services Inc.
Boulder, CO · BC capacity

Dec 20, 2005 → Dec 11, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

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