Jenny Xiao Huang

CRD 4933075 · Charles Schwab & Co., Inc. · San Mateo, CA

IA RegisteredBroker

Also appears in the source record as: Jenny Huang

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (9): California · Florida · Hawaii · Maryland · Minnesota · Nevada · Oregon · Texas · Washington
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (19)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
San Mateo, CA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
San Francisco, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
San Mateo, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
San Francisco, CA · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
San Francisco, CA · BC capacity

Sep 15, 2014 → Jul 29, 2024
Td Ameritrade Investment Management, LLC
San Francisco, CA · IA capacity

Sep 15, 2014 → Sep 7, 2023
Td Ameritrade, Inc.
San Francisco, CA · IA capacity

Sep 15, 2014 → Oct 14, 2022
Cetera Investment Advisers LLC
San Francisco, CA · IA capacity

Jan 21, 2014 → Sep 5, 2014
Cetera Investment Services LLC
San Francisco, CA · BC capacity

Jan 29, 2013 → Sep 5, 2014
Cetera Investment Services LLC
San Francisco, CA · IA capacity

Jan 29, 2013 → Jan 21, 2014
Lpl Financial LLC
San Francisco, CA · IA capacity

Oct 11, 2011 → Jan 30, 2013
Lpl Financial LLC
San Francisco, CA · BC capacity

Oct 11, 2011 → Jan 30, 2013
Uvest Financial Services Group, Inc.
Daly City, CA · IA capacity

Feb 16, 2010 → Oct 11, 2011
Uvest Financial Services Group, Inc.
Daly City, CA · BC capacity

Feb 12, 2010 → Oct 11, 2011
Ucb Asset Management, Inc.
New York, NY · IA capacity

Jul 31, 2007 → Feb 18, 2009
Ucb Investment Services, Inc.
San Francisco, CA · IA capacity

Apr 26, 2007 → Feb 18, 2009
Ucb Investment Services, Inc.
San Francisco, CA · BC capacity

May 3, 2006 → Feb 18, 2009
Citicorp Investment Services
San Francisco, CA · IA capacity

Aug 31, 2005 → May 4, 2006
Citicorp Investment Services
Long Island City, NY · BC capacity

Jun 24, 2005 → May 4, 2006

Source & corrections

Where this page comes from

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