Janey Ali Rizvi

CRD 4933101 · J.P. Morgan Securities LLC · Pasadena, TX

IA RegisteredBroker

Also appears in the source record as: Janey-Ali Rizvi

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (19): Alabama · Arizona · Arkansas · Florida · Georgia · Illinois · Kansas · Kentucky · Louisiana · Michigan · Missouri · New Jersey · New York · Ohio · Tennessee · Texas · Utah · Washington · Wisconsin
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4933101 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (7)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Pasadena, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Pasadena, TX · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Pasadena, TX · BC capacity

Apr 21, 2008 → Oct 1, 2012
Chase Investment Services Corp.
Pasadena, TX · IA capacity

Apr 15, 2008 → Oct 1, 2012
Ameriprise Financial Services, Inc.
Austin, TX · IA capacity

Aug 19, 2005 → Jan 17, 2007
Ameriprise Financial Services, Inc.
Austin, TX · BC capacity

Jul 20, 2005 → Jan 17, 2007
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Jul 20, 2005 → Jul 3, 2006

Source & corrections

Where this page comes from

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