Daniel Jason Aulicino
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 66Series 24SIESeries 31Series 7
- Registered states (35)
- Alabama · Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Kansas · Louisiana · Maine · Massachusetts · Michigan · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin
- Years in the industry (source record)
- 21
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 4943493 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (18)
From the source registration record · current first
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Mar 31, 2025 → present
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Jun 12, 2020 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityJun 23, 2020 → Mar 31, 2025
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Mercer Global Advisors Inc.IA capacityNov 26, 2018 → Jun 11, 2020
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Advice And Planning ServicesIA capacityJun 8, 2016 → Nov 5, 2018
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May 12, 2016 → Nov 5, 2018
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Strategic Advisers, Inc.IA capacitySep 9, 2011 → Apr 27, 2016
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Fidelity Brokerage Services LLCBD capacityMay 27, 2011 → Apr 25, 2016
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Citigroup Global Markets Inc.BD capacityMar 30, 2010 → May 10, 2011
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Citigroup Global Markets Inc.IA capacityMar 30, 2010 → May 10, 2011
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Banc Of America Investment Services, Inc.BD capacityFeb 5, 2007 → May 28, 2008
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Banc Of America Investment Services, Inc.IA capacityFeb 5, 2007 → May 28, 2008
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Amerivest Investment Management, LLCIA capacityApr 25, 2006 → Jan 12, 2007
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Td Ameritrade, Inc.BD capacityJan 20, 2006 → Jan 12, 2007
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Td Ameritrade, Inc.IA capacityJan 20, 2006 → Jan 12, 2007
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Morgan StanleyIA capacityJul 25, 2005 → Jan 5, 2006
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Morgan Stanley Dw Inc.BD capacityJun 3, 2005 → Jan 5, 2006
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.