Christopher Michael Ingemie

CRD 4948639 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Latham, NY

IA RegisteredBroker

Also appears in the source record as: Chris Ingemie; Christopher Ingemie; Christopher M Ingemie

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 31Series 7Series 66
Registered states (22): Alaska · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Maine · Massachusetts · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Virginia
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (14)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Latham, NY · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Latham, NY · BC capacity

start not retrieved → present
Advice And Planning Services
Latham, NY · IA capacity

Oct 29, 2013 → Apr 9, 2021
Tiaa-Cref Individual & Institutional Services, LLC
Latham, NY · BC capacity

Oct 28, 2013 → Apr 9, 2021
Td Ameritrade, Inc.
Niskayuna, NY · IA capacity

May 13, 2010 → Sep 30, 2013
Amerivest Investment Management, LLC
Niskayna, NY · IA capacity

May 13, 2010 → Sep 30, 2013
Td Ameritrade, Inc.
Niskayuna, NY · BC capacity

May 13, 2010 → Sep 30, 2013
Td Wealth Management Services Inc.
Niskayuna, NY · IA capacity

Nov 17, 2009 → Apr 26, 2010
Td Wealth Management Services Inc.
Niskayuna, NY · BC capacity

Nov 17, 2009 → Apr 26, 2010
Primevest Financial Services, Inc.
Niskayuna, NY · IA capacity

Feb 13, 2009 → Nov 17, 2009
Bancnorth Investment Group, Inc.
Albany, NY · BC capacity

Feb 13, 2009 → Nov 17, 2009
Morgan Stanley & Co. Incorporated
Albany, NY · IA capacity

Jun 11, 2007 → Jan 27, 2009
Morgan Stanley & Co. Incorporated
Albany, NY · BC capacity

Jun 11, 2007 → Jan 27, 2009
Goldman, Sachs & Co.
New York, NY · BC capacity

Jul 12, 2006 → Jun 7, 2007

Source & corrections

Where this page comes from

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