Jason David Roeske

CRD 4951808 · Charles Schwab & Co., Inc. · Carlsbad, CA

IA RegisteredBroker

Also appears in the source record as: Jason Roeske

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 6Series 10Series 9Series 66Series 63
Registered states (33): Alaska · Arizona · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Montana · Nevada · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (14)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Carlsbad, CA · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Carlsbad, CA · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Roseville, CA · IA capacity

Sep 8, 2016 → Dec 26, 2018
Td Ameritrade Investment Management, LLC
Roseville, CA · IA capacity

Sep 8, 2016 → Dec 26, 2018
Td Ameritrade, Inc.
Roseville, CA · BC capacity

Sep 8, 2016 → Dec 26, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Carmichael, CA · BC capacity

Dec 3, 2015 → Sep 2, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Carmichael, CA · IA capacity

Dec 2, 2015 → Sep 2, 2016
City National Securities, Inc.
San Diego, CA · IA capacity

Jun 18, 2015 → Sep 15, 2015
City National Securities, Inc.
San Diego, CA · BC capacity

Jun 17, 2015 → Sep 15, 2015
Strategic Advisers, Inc.
San Diego, CA · IA capacity

Apr 3, 2012 → Jun 4, 2015
Fidelity Brokerage Services LLC
San Diego, CA · BC capacity

Mar 29, 2012 → Jun 3, 2015
Comerica Securities
San Diego, CA · IA capacity

Mar 22, 2011 → Mar 16, 2012
Comerica Securities
San Diego, CA · BC capacity

Oct 29, 2010 → Mar 16, 2012
Banc Of America Investment Services, Inc.
San Diego, CA · BC capacity

Nov 13, 2008 → Oct 23, 2009

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4951808 ↗ FINRA BrokerCheck record for CRD 4951808 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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